The FCA this week issued a warning about fraudulent emails, letters and phone calls masquerading as official communications from the regulator. The warning also highlights
Any successful business will have a selection of codes of conduct, guidelines and internal controls in place that organise and define the inner workings of
The European Banking Authority has released a renewed statement on what it means to be a compliance officer. Released on June 14th, the statement details
The Financial Conduct Authority (FCA) has released a transcript of a speech given by the Chair of the FCA and PSR, Charles Randell, which covers
As the year advances, there are inevitably some changes that will arise that need to be addressed by corporations. When it comes to financial regulation,
At a recent summit, the Financial Conduct Authority waded into the conversation around cryptocurrency, sharing their concerns. David Raw, co-director of consumer and retail policy at
An effective financial crime framework is built from an effective and appropriate screening program for PEPs, sanctions, and adverse media. However, adverse media is considered
The Financial Conduct Authority has announced that it will use new powers to speed up the process of removing regulatory permissions of companies that are
An FCA-conducted review has found that challenger banks will need to improve the ways in which they tackle financial crime risk, even as they gain
The Financial Conduct Authority (FCA), in its ongoing mission to enforce regulation that protects consumers and small firms in financial markets in the UK, has