Tag: FCA expectations

Preparing for FCA authorisation: what you need to know

May 8, 2024

Are you considering applying for authorisation from the Financial Conduct Authority (FCA) for your firm? If so, you’re stepping into a thorough process that demands

FCA’s expectation for Heads of Compliance and MLROs

February 23, 2022

One of the most important roles in a registered firm is that of the Head of Compliance and MLRO. The FCA’s expectation of this role

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Tag: FCA expectations

Preparing for FCA authorisation: what you need to know

FCA’s expectation for Heads of Compliance and MLROs

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