FCA Trends: Focus on Data
January 24, 2022
Jessica Rusu, Chief, Data, Information and Intelligence Officer of the FCA, recently gave a speech in which she laid out what some of the latest
Category: News
How to make your compliance program more effective
January 20, 2022
It can be difficult to juggle a wide range of laws and regulations relating to your chosen industry or sector but with an effective compliance
FCA Remote Work Expectations? A Complete Compliance Guide
January 6, 2022
With many businesses now considering a hybrid or remote work life, it is vital that regulated firms know where they stand in terms of remote
FCA Plans to Tighten Appointed Representatives Legislation
December 22, 2021
The FCA is making plans to tighten up their appointed representatives (AR) legislation following the publication of a consultation paper. Such changes would bring a
Our Guide To Cutting The Cost Of AML Compliance
November 17, 2021
As financial regulators continue to increase AML regulations, the cost of remaining compliant is getting higher. According to the experts, these AML compliance costs are
FCA Trends: Section 166 Audits
November 2, 2021
Discussions within the market indicate that the FCA are requesting an increasing number of Section 166 audits for firms within the e-money and payments sectors.
FCA Trends: Growing Focus on Culture for FCA Regulated Firms
October 19, 2021
In the past, the FCA’s interest in organizational culture has largely been focused on preventing regulatory breaches, such as fraud and money laundering. However, there
FCA lays out future challenges and priorities
October 8, 2021
Nikhil Rathi, CEO of the Financial Conduct Authority (FCA), laid out the future challenges and priorities the financial regulator would face. In a speech given
The Importance Of An EU License Post Brexit
September 23, 2021
Regardless of your opinion on Brexit, many can agree that the withdrawal of the UK from the EU has triggered a lot of changes. While
FCA issues fresh warning on ‘pump and dump’ crypto scams
September 20, 2021
The Financial Conduct Authority (FCA), the UK’s financial regulator, has had to issue a new warning about some of the dangers of investing in cryptocurrency