FCA Trends: Focus on Data
January 24, 2022
Jessica Rusu, Chief, Data, Information and Intelligence Officer of the FCA, recently gave a speech in which she laid out what some of the latest
Tag: Compliance
How to make your compliance program more effective
January 20, 2022
It can be difficult to juggle a wide range of laws and regulations relating to your chosen industry or sector but with an effective compliance
FCA Plans to Tighten Appointed Representatives Legislation
December 22, 2021
The FCA is making plans to tighten up their appointed representatives (AR) legislation following the publication of a consultation paper. Such changes would bring a
Our Guide To Cutting The Cost Of AML Compliance
November 17, 2021
As financial regulators continue to increase AML regulations, the cost of remaining compliant is getting higher. According to the experts, these AML compliance costs are
Binance ‘Not Capable’ of Supervision in the UK According to FCA
September 7, 2021
Britain’s market regulator, the FCA, has cracked down on a cryptocurrency firm after discovering that it was ‘not capable’ of supervising the organisation in the
The Challenges of Compliance in 2021 [Infographic]
August 2, 2021
2020 proved to be a rough year for the financial services industry, with the Covid-19 pandemic bringing with it new challenges and exposing shortcomings within
The FCA issues warning to banks over financial crime and AML failings
July 16, 2021
In a recent letter, the Financial Conduct Authority has warned retail banks about continuing weaknesses and failings surrounding their financial crime systems and controls. In
What is a Compliance Consultant? | A Neopay Guide
June 17, 2021
Compliance is a key issue for many money issues and payment institutions. Companies often have to operate in multiple jurisdictions, all with their own laws
7 Crucial Requirements for FCA Compliance and How You Can Prepare Your Application
May 24, 2021
FCA compliance and authorisation is fundamental to any financial services firm operating in the UK. As the UK’s financial market continues to thrive, and as