Are you considering applying for authorisation from the Financial Conduct Authority (FCA) for your firm? If so, you’re stepping into a thorough process that demands
In a recent communication from the Financial Conduct Authority (FCA), firms are reminded of the importance of understanding their obligations regarding the completion of FIN074
Safeguarding of client funds continues to be a high priority for the Financial Conduct Authority (FCA) in the payments and e-money markets. For the last
In a recent move, the Financial Conduct Authority (FCA) has taken a significant step in addressing the prevalent anti-money laundering (AML) shortcomings among Annex 1
In a recent announcement, the Financial Conduct Authority (FCA) unveiled plans to overhaul its enforcement approach, opting for a faster and more transparent process. Among
Recently, the Financial Conduct Authority (FCA) released its Consumer Duty firm survey findings for Autumn 2023, shedding light on the progress made by firms in
With the Financial Conduct Authority (FCA) paying more and more attention to firms safeguarding arrangements to ensure customer funds are sufficiently protected, many firms are
The Financial Conduct Authority (FCA) has taken action in response to the growing concerns surrounding the marketing of cryptoassets. With the cryptocurrency market expanding at
In a recent development, the Financial Conduct Authority (FCA) has fined ADM Investor Services International Limited (ADMISI), a prominent broker, a staggering £6,470,600. This substantial
The Consumer Duty comes into force on 31 July for new and existing products and services that are open for sale or renewal. The implementation