The Financial Conduct Authority (FCA) has issued important updates to its Financial Crime Guide, following a public consultation on proposed changes. These revisions are aimed
The Financial Conduct Authority (FCA) have been publicising the improvement in its authorisation metrics alongside the changes being brought about through its secondary objectives of
As regulatory compliance continues to become more complex, having a robust monitoring plan in place is more important than ever. To help us understand why,
In a landmark case, the Financial Conduct Authority (FCA) has fined PricewaterhouseCoopers LLP (PwC) £15 million for not reporting suspected fraudulent activity involving London Capital
As regulatory requirements have increased over recent years, the pressure between compliance and sales is causing problems for many firms. Compliance can be seen by
Safeguarding training is crucial for ensuring that all personnel within a firm understand their roles and responsibilities in protecting clients’ funds and personal data. Effective
The Financial Conduct Authority (FCA) has launched a comprehensive review aimed at streamlining regulations to reduce burdens on businesses and foster economic growth. This initiative
As the deadline for Consumer Duty board reports on 31st July 2024, approaches, many firms are grappling with several common challenges. From defining desired customer
CB Payments Limited (CBPL), a subsidiary of the globally recognised cryptoasset trading platform Coinbase, has been fined £3,503,546 by the Financial Conduct Authority (FCA) for
The Financial Conduct Authority (FCA) has instructed financial firms, including banks, payment firms, and lenders, to enhance their treatment of parliamentarians, senior public servants, and