What activities are regulated under FCA requirements?
March 31, 2022
If you are thinking of starting a financial firm, no doubt you’ve had a lot of visits to the Financial Conduct Authority website. You need
Tag: FCA Compliance
FCA notice to all regulated firms with exposure to cryptoassets
March 29, 2022
The FCA has issued reminders to all regulated firms of their existing obligations when interacting with or exposed to cryptoassets and related services. While cryptoassets
FCA Update and Feedback on Operational Resilience
February 24, 2022
The FCA has provided a key update to their operational resilience protocol with an aim to reduce harm to the consumer and wider markets, whilst
FCA Trends: Focus on Data
January 24, 2022
Jessica Rusu, Chief, Data, Information and Intelligence Officer of the FCA, recently gave a speech in which she laid out what some of the latest
FCA Trends: Section 166 Audits
November 2, 2021
Discussions within the market indicate that the FCA are requesting an increasing number of Section 166 audits for firms within the e-money and payments sectors.
What is a Compliance Consultant? | A Neopay Guide
June 17, 2021
Compliance is a key issue for many money issues and payment institutions. Companies often have to operate in multiple jurisdictions, all with their own laws
Crucial Requirements for FCA Compliance and How You Can Prepare Your Application
May 24, 2021
Compliance with regulatory requirements at the authorisation stage, as well as during the existence of a regulated firm, is fundamental to any financial services firm