FCA to launch live AI testing service
April 29, 2025
The Financial Conduct Authority (FCA) is set to launch an innovative live AI testing service aimed at helping firms deploy safe and responsible artificial intelligence
Tag: FCA
FCA Increases Global Footprint with New United States and Asia-Pacific Offices
April 17, 2025
In a significant step to strengthen global cooperation and enable cross-border financial services, the Financial Conduct Authority (FCA) has announced that it will establish its
Understanding the FCA’s Proposed Changes to Safeguarding: An expert interview
April 14, 2025
As the Financial Conduct Authority (FCA) has proposed significant changes to the e-money and payment companies’ safeguarding regime, there are fears among many firms about
FCA Desk-Based Reviews: Insights and Compliance Challenges
April 1, 2025
The UK’s Financial Conduct Authority (FCA) significantly increased its supervisory activity on firms’ anti money laundering and terrorist financing (AML/CTF) controls in the 2023-24 reporting
UK Government announces merger of PSR into FCA
March 21, 2025
The UK Government has announced plans to integrate the Payment Systems Regulator (PSR) into the Financial Conduct Authority (FCA) as part of its ‘Plan for
FCA scraps ‘name and shame’ plan amid industry backlash
March 13, 2025
The Financial Conduct Authority (FCA) has recently announced that it will not proceed with its proposal to publicly name firms under investigation. This decision comes
FCA charges John Dance with fraud and money laundering related to WealthTek
March 6, 2025
The Financial Conduct Authority (FCA) has brought significant criminal charges against John Dance, the former principal partner of WealthTek LLP (formerly Vertus Asset Management LLP).
FCA’s email management changes
February 24, 2025
The Financial Conduct Authority (FCA) has announced a significant shift in how it manages emails, aiming to modernise record-keeping and enhance regulatory efficiency. This policy,
FCA fines Mako Financial Markets for failings related to cum-ex trading
February 21, 2025
The Financial Conduct Authority (FCA) has fined Mako Financial Markets Partnership LLP (Mako) £1,662,700 for significant failures in its financial crime controls. The regulator found
Concerns over FCA’s plans to publicise investigations
February 12, 2025
The House of Lords Financial Services Regulation Committee has published a report raising significant concerns about the Financial Conduct Authority’s (FCA) proposals to publicise enforcement