The Financial Conduct Authority (FCA) holds the authority to seek an external viewpoint on a regulated firm’s activities by engaging a third party known as
In October 2023, the Financial Conduct Authority (FCA) unveiled the findings of a comprehensive multi-firm review targeting payment account providers. The focus was on the
The Financial Conduct Authority (FCA) plays a crucial role in maintaining the integrity of the financial services industry in the UK. Any business looking to
In recent regulatory developments, the Financial Conduct Authority (FCA) has imposed a significant fine and a ban on Mr. James Staley, the former CEO of
The Financial Conduct Authority (FCA) has taken action in response to the growing concerns surrounding the marketing of cryptoassets. With the cryptocurrency market expanding at
In a recent development, the Financial Conduct Authority (FCA) has fined ADM Investor Services International Limited (ADMISI), a prominent broker, a staggering £6,470,600. This substantial
The Financial Conduct Authority (FCA) recently released its preliminary findings on bank account access and closures, shedding light on an important aspect of the financial
In a recent series of decisions, the Upper Tribunal (UT) has thrown a spotlight on the Financial Conduct Authority’s (FCA) enforcement strategy. These verdicts have
In an increasingly complex financial landscape, implementing effective sanctions controls are essential in the fight against financial crime. The Financial Conduct Authority (FCA) recently conducted
The Financial Conduct Authority (FCA) has initiated a comprehensive review of how financial services firms treat Politically Exposed Persons (PEPs) based in the UK. Although