FCA maintains vigilance despite decline in enforcement cases
July 20, 2023
The Financial Conduct Authority (FCA) has seen a significant drop in the number of enforcement cases opened last year, according to a recent Freedom of
Tag: FCA
National Audit Office to assess effectiveness of the FCA
July 17, 2023
The National Audit Office (NAO) has launched a review of the Financial Conduct Authority’s (FCA) effectiveness and its ability to manage an expanding range of
Join the FCA and UKFIU Webinar: Financial Crime in the Payments and E-Money Sector
July 13, 2023
The Financial Conduct Authority (FCA) and UK Financial Intelligence Unit (UKFIU) are hosting an insightful webinar on financial crime in the payments and e-money sector.
FCA issues letter to cryptoasset firms about the new financial promotions regime
July 5, 2023
The Financial Conduct Authority (FCA) has issued a recent letter stating that cryptoasset firms marketing to UK consumers must prepare for the financial promotions regime
10 Essential Questions Firms Must Consider as the Consumer Duty Deadline Approaches
June 29, 2023
The Consumer Duty comes into force on 31 July for new and existing products and services that are open for sale or renewal. The implementation
FCA Authorisation for Firms Operating in the Payments Industry: Key Considerations and Best Practices
June 14, 2023
Obtaining Financial Conduct Authority (FCA) authorisation is a crucial milestone for firms operating in the e-money and payments space. It signifies compliance with regulatory requirements
FCA Implements Stricter Rules for Marketing Cryptoassets
June 8, 2023
The Financial Conduct Authority (FCA) has announced new advertising rules aimed at ensuring consumer protection in the crypto industry. Effective from 8 October 2023, marketers
FCA’s Enforcement Strategy: Uniting Accountability and Collaboration
June 7, 2023
In a recent speech, Therese Chambers, the newly appointed Co-Executive Director of Enforcement at the Financial Conduct Authority (FCA), highlighted the strong alignment between enforcement
Common compliance challenges faced by firms post-FCA authorisation
May 19, 2023
Obtaining Financial Conduct Authority (FCA) authorisation is a significant milestone for financial firms, indicating their adherence to regulatory standards. However, the journey doesn’t end there.
FCA Warns of Impending Consumer Duty Deadline: Are You Prepared?
May 12, 2023
With the Consumer Duty deadline approaching, the Financial Conduct Authority (FCA) has issued a timely warning to financial services firms. The FCA emphasises the importance