What’s happening with the FCA and AML?
July 4, 2024
With the change in the anti-money laundering (AML) supervisory approach of the Financial Conduct Authority (FCA), many firms are nervous about whether they will face
Tag: FCA
Reminder: Consumer Duty board reports due 31 July 2024
July 4, 2024
As the one-year mark of the Consumer Duty’s implementation approaches, firms are reminded that the first board reports on Consumer Duty implementation and outcomes are
FCA’s multi-firm review: key findings on Consumer Duty outcomes monitoring
July 2, 2024
The Financial Conduct Authority (FCA) recently published the results of a multi-firm review focusing on outcomes monitoring under the Consumer Duty. This review, which analysed
FCA Authorisations: How are things changing? Are things improving?
July 2, 2024
The FCA is focusing on improving its authorisation processes. Taking steps to overcome some of the problems firms have experienced in the last few years,
Change in Control: what you need to know
June 3, 2024
In recent years, the process of obtaining authorisation from the Financial Conduct Authority (FCA) has become increasingly stringent. The FCA’s Transformation Programme, initiated back in
FCA Supervisory Activity Infographic
May 31, 2024
The Financial Conduct Authority (FCA) significantly increased its anti-money laundering (AML) and counter-terrorist financing (CTF) supervision activity in 2022-23. During this period, the FCA employed
Preparing for FCA authorisation: what you need to know
May 8, 2024
Are you considering applying for authorisation from the Financial Conduct Authority (FCA) for your firm? If so, you’re stepping into a thorough process that demands
Understanding the FCA’s proposed updates to the Financial Crime Guide
May 7, 2024
The Financial Conduct Authority (FCA) is proposing significant updates to its Financial Crime Guide. These updates are particularly focused on three key areas: sanctions, proliferation
FCA outlines ambitious plans for 2024-25
March 22, 2024
The Financial Conduct Authority (FCA) has unveiled its Business Plan for 2024-25, setting forth an ambitious agenda for the final year of its 3-year strategy
Understanding FIN074 returns from the FCA
March 20, 2024
In a recent communication from the Financial Conduct Authority (FCA), firms are reminded of the importance of understanding their obligations regarding the completion of FIN074