The Financial Conduct Authority (FCA) recently published the results of a multi-firm review focusing on outcomes monitoring under the Consumer Duty. This review, which analysed
The FCA is focusing on improving its authorisation processes. Taking steps to overcome some of the problems firms have experienced in the last few years,
In recent years, the process of obtaining authorisation from the Financial Conduct Authority (FCA) has become increasingly stringent. The FCA’s Transformation Programme, initiated back in
The Financial Conduct Authority (FCA) significantly increased its anti-money laundering (AML) and counter-terrorist financing (CTF) supervision activity in 2022-23. During this period, the FCA employed
Are you considering applying for authorisation from the Financial Conduct Authority (FCA) for your firm? If so, you’re stepping into a thorough process that demands
The Financial Conduct Authority (FCA) is proposing significant updates to its Financial Crime Guide. These updates are particularly focused on three key areas: sanctions, proliferation
The Financial Conduct Authority (FCA) has unveiled its Business Plan for 2024-25, setting forth an ambitious agenda for the final year of its 3-year strategy
In a recent communication from the Financial Conduct Authority (FCA), firms are reminded of the importance of understanding their obligations regarding the completion of FIN074
Safeguarding of client funds continues to be a high priority for the Financial Conduct Authority (FCA) in the payments and e-money markets. For the last
In a recent move, the Financial Conduct Authority (FCA) has taken a significant step in addressing the prevalent anti-money laundering (AML) shortcomings among Annex 1