The European Banking Authority has released a renewed statement on what it means to be a compliance officer. Released on June 14th, the statement details
The Financial Conduct Authority (FCA) has released a transcript of a speech given by the Chair of the FCA and PSR, Charles Randell, which covers
As the year advances, there are inevitably some changes that will arise that need to be addressed by corporations. When it comes to financial regulation,
At a recent summit, the Financial Conduct Authority waded into the conversation around cryptocurrency, sharing their concerns. David Raw, co-director of consumer and retail policy at
An effective financial crime framework is built from an effective and appropriate screening program for PEPs, sanctions, and adverse media. However, adverse media is considered
An FCA-conducted review has found that challenger banks will need to improve the ways in which they tackle financial crime risk, even as they gain
The Financial Conduct Authority (FCA), in its ongoing mission to enforce regulation that protects consumers and small firms in financial markets in the UK, has
Businesses face challenges all the time. There is always something new that needs to be handled. As the business evolves, the industry and the wider
Any business will need a compliance program. They help run an effective and ethical business. They are necessary to handle any ethical issues that might
As regulatory compliance requirements continue to multiply at a seemingly unstoppable pace, businesses have been forced to keep up with ongoing changes and respond by