How to succeed with the new FCA Approach
October 5, 2022
The FCA’s reputation has taken a serious hit in the last few years with scandals, backlogs, low employee morale and even strike action. This, coupled
Tag: FCA
FCA update on the Skilled Person Reviews
September 9, 2022
The Financial Conduct Authority has released an update on the Skilled Person Reviews under Section 166 of the Financial Services and Market Act 2000 conducted
FCA puts measures in place to protect the financial sector
August 8, 2022
The Bank of England, the Prudential Regulation Authority (or PRA) and the Financial Conduct Authority (or FCA) have teamed up for a rewriting of measures
What does the FCA’s new Consumer Duty mean for financial firms?
August 4, 2022
The Financial Conduct Authority is overhauling its Consumer Duty policy in an attempt to drastically improve its consumer protection efforts. Over the next 12 months,
FCA warns of fake emails, websites, letters and phone calls
July 7, 2022
The FCA this week issued a warning about fraudulent emails, letters and phone calls masquerading as official communications from the regulator. The warning also highlights
Regulating finance for the UK – Charles Randall, Chair of the FCA and PSR
June 24, 2022
The Financial Conduct Authority (FCA) has released a transcript of a speech given by the Chair of the FCA and PSR, Charles Randell, which covers
Issues surrounding financial regulation – a view from the FCA
June 9, 2022
As the year advances, there are inevitably some changes that will arise that need to be addressed by corporations. When it comes to financial regulation,
FCA investigates the negative side of cryptocurrency
May 30, 2022
At a recent summit, the Financial Conduct Authority waded into the conversation around cryptocurrency, sharing their concerns. David Raw, co-director of consumer and retail policy at
New FCA powers to speed up cancellation of unused permissions
May 20, 2022
The Financial Conduct Authority has announced that it will use new powers to speed up the process of removing regulatory permissions of companies that are
The FCA review on challenger banks – key takeaways
April 28, 2022
An FCA-conducted review has found that challenger banks will need to improve the ways in which they tackle financial crime risk, even as they gain